| Measure Title: | RELATING TO THE UNIFORM SECURITIES ACT. |
| Report Title: | Securities; Exemptions; Investment Advisers |
| Description: | Exempts certain foreign securities from filing, registration, and advertising requirements. Reinstates the commissioner's authority to exempt a transaction from these requirements by rule. Repeals specific bonding requirements and the errors and omissions insurance coverage requirement for investment advisors. (SD1) |
| Package: | Governor's Package |
| Companion: | HB2473 |
| Introducer(s): | BUNDA (BR) |
| Current Referral: | CPC/JHA, FIN |
| Date | Status Text | |
|---|---|---|
| 1/23/2002 | S | Introduced and passed First Reading. |
| 1/30/2002 | S | Referred to CPH, JDC. |
| 2/1/2002 | S | Bill scheduled to be heard by CPH on 02-06-02 at 9:00 am in conference room 016. |
| 2/6/2002 | S | The committee(s) on CPH recommend(s) that the measure be PASSED, WITH AMENDMENTS. |
| 2/6/2002 | S | The votes in CPH were as follows: 4 Aye(s): Menor, English, Tam, Hogue; Aye(s) with reservations: none ; 0 No(es): none; and 3 Excused: Matsunaga, Chumbley, Kim. |
| 2/11/2002 | S | Reported from CPH (Stand. Com. Rep. No. 2073) with recommendation of passage on Second Reading, as amended (SD 1) and referral to JDC. Report adopted; Passed Second Reading, as amended (SD 1) and referred to JDC. |
| 2/15/2002 | S | Bill scheduled to be heard by JDC on 02-20-02 at 9:00 am in conference room 229. |
| 2/20/2002 | S | The committee(s) on JDC recommend(s) that the measure be PASSED, UNAMENDED. |
| 2/20/2002 | S | The votes in JDC were as follows: 5 Aye(s): Senator(s) Kanno, Matsuura, Kokubun, Nakata, Slom; Aye(s) with reservations: none ; 0 No(es): none; and 4 Excused: Senator(s) Chun, Fukunaga, Hanabusa, Ihara. |
| 3/1/2002 | S | Reported from JDC (Stand. Com. Rep. No. 2495) with recommendation of passage on Third Reading. |
| 3/1/2002 | S | 48 Hrs. Notice 03-05-02. |
| 3/5/2002 | S | Report adopted; Passed Third Reading. Ayes, 24; Aye(s) with reservations: none . Noes, 0 (none). Excused, 1 (Senator(s) Menor). Transmitted to House. |
| 3/6/2002 | H | Received from Senate (Sen. Com. No. 260) in amended form (SD 1). |
| 3/7/2002 | H | Pass First Reading |
| 3/12/2002 | H | Referred to CPC/JHA, FIN, referral sheet 23. |
$ = Appropriation measure
ConAm = Constitutional Amendment