| Measure Title: | RELATING TO THE UNIFORM SECURITIES ACT. |
| Report Title: | Securities; Regulation and Administration |
| Description: | Updates securities provisions to provide greater certainty in the capital formation process involving limited offerings, and provides a new transactional exemption mirroring the federal law involving stock options as compensation. (SD1) |
| Package: | Governor's Package |
| Companion: | HB602 |
| Introducer(s): | Bunda |
| Current Referral: | CPC/JHA |
| Date | Status Text | |
|---|---|---|
| 1/23/01 | S | Introduced and passed First Reading. |
| 1/26/01 | S | Referred to CPH. |
| 2/9/01 | S | Bill scheduled to be heard by CPH on 02-15-01 at 9:00 am in conference room 016. |
| 2/15/01 | S | The committee(s) on CPH recommend(s) that the measure be PASSED, WITH AMENDMENTS. |
| 2/15/01 | S | The votes in CPH were as follows: 4 Aye(s): Senator(s) Menor, English, Kim, Hogue; Aye(s) with reservations: None; 0 No(es): None; and 3 Excused: Senator(s) Matsunaga, Chumbley, Tam. |
| 3/1/01 | S | Reported from CPH (Stand. Com. Rep. No. 615) with recommendation of passage on Second Reading, as amended (SD 1) and placement on the calendar for Third Reading. Report adopted; Passed Second Reading, as amended (SD 1). |
| 3/1/01 | S | 48 Hrs. Notice 03-06-01. |
| 3/6/01 | S | Passed Third Reading, as amended (SD 1). Ayes, 25. Noes, none. Excused, none. Transmitted to House. |
| 3/6/01 | H | Received from Senate (Sen. Com. No. 260) in amended form (SD 1). |
| 3/8/01 | H | Pass First Reading |
| 3/12/01 | H | Referred to the committees on CPC/JHA, referral sheet 29. |
| 3/13/01 | H | Bill scheduled to be heard by CPC/JHA on Thursday, 03/15/01 at 2:00 PM in House conference room 325. |
| 3/15/01 | H | The committees on CPC recommend that the measure be PASSED, UNAMENDED. The votes were as follows: 12 Ayes: Rep.(s) Hiraki, Chang, Ahu Isa, Kanoho, Morita, B. Oshiro, Souki, Gomes, Jaffe, Marumoto, Meyer, Whalen; Ayes with reservations: None 0 Noes: None; and 2 Excused: Rep.(s) Case, Yoshinaga. |
| 3/15/01 | H | The committees on JHA recommend that the measure be PASSED, UNAMENDED. The votes were as follows: 12 Ayes: Rep.(s) Hamakawa, B. Oshiro, Ahu Isa, Chang, Kanoho, Morita, Souki, Auwae, Gomes, Marumoto, Thielen, Whalen; Ayes with reservations: None 0 Noes: None; and 2 Excused: Rep.(s) Case, Yoshinaga. |
| 3/29/01 | H | Reported from the committee on CPC/JHA (Stand. Com. Rep. No. 1129), recommending passage on Second Reading and placement on the calendar for Third Reading. |
| 3/29/01 | H | Passed Second Reading; placed on the calendar for Third Reading with None voting no and Rep.(s) Ahu Isa, Arakaki, Halford, Hiraki, Stonebraker, Takai, Yonamine, Yoshinaga excused. |
| 4/2/01 | H | Passed Third Reading with None voting no and Rep.(s) Ahu Isa, Chang, Yoshinaga excused. |
| 4/2/01 | H | Transmitted to Senate. |
| 4/3/01 | S | Received from House (Hse. Com. No. 360). |
| 4/3/01 | S | Enrolled to Governor. |
| 4/20/01 | H | Act 016, on 04-19-01 (Gov. Msg. No. 187). |
| 4/20/01 | S | Act 016, 04-19-2001 (Gov. Msg. No. 314). |
$ = Appropriation measure
ConAm = Constitutional Amendment