| Measure Title: | RELATING TO THE UNIFORM SECURITIES ACT. |
| Report Title: | Securities; Regulation and Administration |
| Description: | Conforms exemption from securities registration for sales of securities by issuers to federal exemption. Updates registration requirements to incorporate use of uniform registration forms and nationwide electronic filing systems. (SD1) |
| Package: | Governor's Package |
| Companion: | SB1078 |
| Introducer(s): | SAY (BR) |
| Current Referral: | CPH/JDC |
| Date | Status Text | |
|---|---|---|
| 1/23/01 | H | Introduced |
| 1/25/01 | H | Pass First Reading |
| 1/26/01 | H | Referred to the committees on CPC/JHA, referral sheet 4. |
| 2/1/01 | H | Bill scheduled to be heard by CPC/JHA on Wednesday, 02-07-01 at 2:00 PM in House conference room 325. |
| 2/7/01 | H | The committee on CPC recommends that the measure be PASSED, WITH AMENDMENTS. The votes in CPC were as follows: 8 Ayes: Rep.(s) Hiraki, Chang, Morita, B. Oshiro, Gomes, Jaffe, Marumoto, Whalen; Ayes with reservations: None; 0 Noes: None; and 6 Excused: Rep.(s) Ahu Isa, Case, Kanoho, Souki, Yoshinaga, Meyer. |
| 2/7/01 | H | The committee on JHA recommends that the measure be PASSED, WITH AMENDMENTS. The votes in JHA were as follows: 8 Ayes: Rep.(s) Auwae, B. Oshiro, Chang, Gomes, Marumoto, Morita, Thielen, Whalen; Ayes with reservations: None; 0 Noes: None; and 6 Excused: Rep.(s) Ahu Isa, Case, Hamakawa, Kanoho, Souki, Yoshinaga. |
| 3/1/01 | H | Reported from the committee on CPC/JHA (Stand. Com. Rep. No. 573) as amended in (HD 1), recommending passage on Second Reading and placement on the calendar for Third Reading. |
| 3/1/01 | H | Passed Second Reading as amended in (HD 1); placed on the calendar for Third Reading with None voting no and Rep.(s) Arakaki, Bukoski, Gomes, Moses, Schatz, Souki, Takai, Takumi, Whalen, Yoshinaga excused. |
| 3/6/01 | H | Passed Third Reading as amended in (HD 1) with None voting no and Rep.(s) Rath, Schatz excused. |
| 3/6/01 | H | Transmitted to Senate. |
| 3/8/01 | S | Received from House (Hse. Com. No. 225). |
| 3/8/01 | S | Passed First Reading and referred to CPH, JDC. |
| 3/16/01 | S | Re-Referred to CPH/JDC. |
| 3/28/01 | S | Bill scheduled to be heard by CPH/JDC on 04-03-01 at 9:00 a.m in conference room 016. |
| 4/3/01 | S | The committee(s) on CPH/JDC recommend(s) that the measure be PASSED, WITH AMENDMENTS. |
| 4/3/01 | S | The votes in CPH were as follows: 4 Aye(s): Senator(s) Menor, Matsunaga, Chumbley, Hogue; Aye(s) with reservations: None; 0 No(es): None; and 3 Excused: Senator(s) English, Kim, Tam. |
| 4/3/01 | S | The votes in JDC were as follows: 6 Aye(s): Senator(s) Kanno, Matsuura, Chun, Hanabusa, Kokubun, Slom; Aye(s) with reservations: None; 0 No(es): None; and 3 Excused: Senator(s) Fukunaga, Ihara, Nakata. |
| 4/6/01 | S | Reported from CPH/JDC (Stand. Com. Rep. No. 1513) with recommendation of passage on Second Reading, as amended (SD 1) and placement on the calendar for Third Reading. Report adopted; Passed Second Reading, as amended (SD 1). |
| 4/6/01 | S | 48 Hrs. Notice 04-10-01. |
| 4/10/01 | S | Passed Third Reading, as amended (SD 1). Ayes, 25. Noes, none. Excused, none. Transmitted to House. |
| 4/10/01 | H | Returned from Senate (Sen. Com. No. 591) in amended form (SD 1). |
| 4/12/01 | H | House disagrees with Senate amendment (s). |
| 4/12/01 | S | Received notice of disagreement (Hse. Com. No. 564). |
| 4/16/01 | H | House conferees appointed: Rep.(s) Hiraki, B. Oshiro Co-Chairs; Rep.(s) Whalen. |
| 4/16/01 | S | Senate Conferees appointed: Senator(s) Menor, Chair; Senator(s) Kanno, Co-Chair(s); Senator(s) Chumbley, Hogue. |
| 4/16/01 | H | Received notice of Senate conferees (Sen. Com. No. 727). |
| 4/18/01 | S | Received notice of appointment of House conferees (Hse. Com. No. 600). |
| 7/23/01 | D | Carried over to 2002 Regular Session. |
$ = Appropriation measure
ConAm = Constitutional Amendment